1. Business Activities
Sumit Kalra is registered as an Part Time Investment Advisor in individual category with the Securities and Exchange Board of India. SK advisory is a brand name under which investment advisory services are offered by Sumit Kalra. It provides investment advisory services including:
- Financial planning
- Portfolio advisory
- Retirement planning
- Asset allocation advice
- Risk profiling of investors
- Investment Adviser Website: https://skadvisory.in/
- SEBI Registration Number: Under process
- Registration Validity: [Start Date – End Date]
- Email: info@skadvisory.in
- Phone: + 91 9599479311
2. Disciplinary History
SK Advisory confirms that there are no disciplinary actions or penalties imposed by SEBI or any other regulatory authority against the firm as on date.
3. Terms and Conditions of Advisory Services
Before providing advisory services:
- A client agreement will be signed.
- Risk profiling will be conducted.
- Advice will be given based on client suitability and financial goals.
- The client will receive investment advice in writing.
4. Fees Structure
Advisory fees will be charged as per SEBI guidelines. The fee structure may include:
- Fixed fee model
- Percentage of Assets Under Advice (AUA)
- All fees will be clearly disclosed and agreed with the client before providing services.
5. Conflict of Interest
SK Advisory ensures that:
- Advice is provided in the best interest of clients.
- Any conflict of interest will be disclosed to the client.
6. Risk Factors
Investments in securities markets are subject to market risks. Past performance does not guarantee future returns. Clients should consider their risk tolerance and financial goals before investing.
7. Disclaimer
Registration granted by SEBI does not guarantee performance of the investment adviser. Investors are advised to read all disclosure documents carefully before investing.