1. Business Activities
Sumit Kalra is registered as an Part Time Investment Advisor in individual category with the Securities and Exchange Board of India. SK advisory is a brand name under which investment advisory services are offered by Sumit Kalra. It provides investment advisory services including:
- Financial planning
- Portfolio advisory
- Retirement planning
- Asset allocation advice
- Risk profiling of investors
- Investment Adviser Website: https://skadvisory.in/
- SEBI Registration Number: INA000022905
- Registration Validity: June 24, 2006- Perpetual
- Email: info@skadvisory.in
- Phone: + 91 9599479311
2. Disciplinary History
SK Advisory confirms that there are no disciplinary actions or penalties imposed by SEBI or any other regulatory authority against the firm as on date.
3. Terms and Conditions of Advisory Services
Before providing advisory services:
- A client agreement will be signed.
- Risk profiling will be conducted.
- Advice will be given based on client suitability and financial goals.
4. Fees Structure
Advisory fees will be charged as per SEBI guidelines. The fee structure may include:
- Fixed fee model
- Percentage of Assets Under Advice (AUA)
- All fees will be clearly disclosed and agreed with the client before providing services.
5. Conflict of Interest
SK Advisory ensures that:
- Advice is provided in the best interest of clients.
- Any conflict of interest will be disclosed to the client.
6. Risk Factors
- Investments in securities markets are subject to market risks. Past performance does not guarantee future returns. Clients should consider their risk tolerance and financial goals before investing.
7. Disclaimer
- Registration granted by SEBI, enlistment as IA with exchange and certification from MISM in no way gurantee performance of the intermediary or provide any assurance of returns to investors.
- Investments in securities market are subject to market risks. Read all the related documents carefully before investing.